BANK NEW YORK MELLON CORP

CUSIP: 64058100 Class: COMMON STOCK

SUMMIT SECURITIES GROUP LLC's Holding History (CIK: 0001531593)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 11,300 Value ($000) $395 Avg Close — Range —
Q3 2013
Shares 12,900 Value ($000) $389 Avg Close — Range —
Q2 2013
Shares 3,400 Value ($000) $95 Avg Close — Range —